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Transition Services

Great consultant support is the first building block to trust.

The decision to change clearing firm, or to trust another firm to do the clearing for you is a tough decision to make. That's why we will dedicate time and effort to know your business process from start to finish.

We want to know what important to you so we can customize our services to your business needs. This approach will allow us to collaborate and give you a full view of how our platform aligns with your firm's goals so that you can convey those benefits to advisors and other stakeholders with confidence.

When it comes to the transition itself, we have a well mapped out onboarding process that supports all aspects of our clients business including operational excellence, risk and growth.

Our services team will help keep your firm and advisors informed of operational developments, resolve complex questions, and connect you to updated version resources to ensure your business runs smoothly.

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